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Globalization: The key concepts
Thomas Hylland Eriksen
Oxford: Berg 2007
Contents
Preface
Introduction
1. Disembedding
2. Acceleration
3. Standardization
4. Interconnectedness
5. Movement
6. Mixing
7. Vulnerability
8. Reembedding
Questions for essays and class discussion
Annotated bibliography for further reading
General bibliography
Index
Preface
My office desk is large and sturdy, ergonomically adjusted to suit a person of my height and constructed by world-class Swedish engineers from the finest mock hardwood and real steel. Yet, lately it has been groaning audibly. The reason is simple: The desk is burdened not just by the usual pile of half-read books and exam papers; it carries the additional weight of a good-sized library on globalization, sorted roughly into about a dozen wavering stacks. These books, which comprise only a small fraction of the total number of volumes dealing with globalization and transnationalism since aruond 1990 (as well as a few older ones), form the bulk of the source material used to write this book - one is reminded of the old joke about a scholar being a library's means to create another library - together with countless journal articles, newspaper clippings, downloaded texts and a reasonable collection of personal observations. Even to begin to summarize the contents of each book and every important article would be a hopeless, endless (and rather boring) job. And then there are all the other texts, which I haven't read and probably never will. I am reminded of my countryman Tor �ge Bringsv¾rd's short story about the man who collected the first of September, 1972. Realizing that it would be impossible ever to acquire an overview of everything, he decided to narrow his ambitions, and to become an expert on one single day, namely the first of September. However, the project soon required him to learn new languages, to order tapes of Russian radio broadcasts and late editions of Brazilian newspapers. Of course, although if he was at it for years, the poor man went insane long before he was done.
As I began to take notes for this book in February 2006, pondering where to begin to tackle the in every way huge topic of globalization, an event in the outside world came to my rescue, as is so often the case with us academics. I had just been reading two very different books about globalization. The American journalist Thomas Friedman, in his ambitious The World is Flat (T. Friedman 2005), described an increasingly integrated world market where 'the playing field had been levelled' in the sense that Indian, Chinese, North Atlantic and other companies were competing with few impediments: His integrated world was a place where capitalism had won, and where the fittest would survive, like it or not. Worrying about the future of the American job market, Friedman noted the emergence of China as a rising power in the global economy, and spoke about the Internet and global financial markets as guarantors for global economic growth.
The other book was James Lovelock's Gaia's Revenge (Lovelock 2006), a deeply pessimistic book about climate change and environmental destruction, where the author argued that the Earth's self-regulating mechanisms were beginning to falter in the face of massive human energy use, with unforeseeable but doubtless enormous consequences. A different take on globalization from Friedman's upbeat assessment of global capitalism, Lovelock's book indicated an important way in which globalization creates universal vulnerability.
Thinking about these books and how to compare them, I glanced at my morning paper to be met by a picture from an animated demonstration in a Middle Eastern city. The reason for this demonstration, and subsequent acts of sabotage, consumer boycott and a brief diplomatic crisis, was the publication, some months earlier, of twelve cartoons depicting the Prophet Mohammad in a leading Danish newspaper. Few of the cartoons could be described as offensive in their content, but there is a general ban against depictions of the Prophet in Sunni Islam, and many Muslims outside (and not least inside) Denmark felt that their dissemination was a deliberate act of humiliation. Regardless of his motivation for commissioning the cartoons, the Danish editor could not have anticipated the reactions, fanning out across the Muslim world and, through its repercussions, damaging relations between Denmark and several Muslim countries.
Thinking about the implications of the cartoon controversy for our attempts to understand globalization, it occurred to me that the affair had demonstrated that not only are political, economic, cultural and ecological issues globalized these days, but so are emotional ones, in this case the feeling of humiliation and offense. One can no longer publish a critique of Islam (or Judaism, or Hinduism etc.) intended for a local readership assured that it will not be read and possibly misunderstood anywhere else. Not all messages travel freely and swiftly in a globalized world, but all have the potential to do so.
We live in a shrunken world, a world of contacts, frictions, comparisons, communication and movement which are unrestricted by distance. At the same time, many activities continue to take place without any consequences beyond the local. The aim of this book is to outline some of the main dimensions of globalization and to indicate some ways in which they are being studied and critiqued. Far from being a comprehensive overview of the area, at least this book is an attempt to open more doors than it closes and to point the reader in directions that I have myself found fruitful.
Not many people have been directly involved with this book, but those who have - two anonymous referees and Berg's Tristan Palmer - have given me enough resistance and encouragement to improve substantially on the first draft, and for this I am grateful. Kristin Opsahl Alvarez tracked down and copied a vast number of relevant articles for me - thanks Kristin! Of more enduring, if less direct, significance, is my association with the Transnational Flows group at the University of Oslo (2001-2004), directed by Marianne E. Lien (this book fulfils some of my outstanding obligations towards the programme); my more recent collaboration on the anthropology of human security with colleagues at the Free University of Amsterdam (2003-2006), under the leadership of Oscar Salemink; and, finally, my participation in various intellectual configurations over the years with Oscar Hemer and Malmš University College. Many others could have been mentioned, but one will have to do: It was Eduardo Archetti who put me on the track many years ago, and until his premature death in June 2005, we discussed the topics featured in this book (and many other things) so incessantly that I still feel him peering over my shoulder, eager to offer his views, as I try to write about globalization.

Introduction
The very popularity of the word globalization signals
a need for caution. The word was scarcely used before the late 1980s, even in
academic circles, but today you can hardly open a newspaper without
encountering the term. It may easily appear to be a fashionable label used to
designate phenomena one has but the vaguest ideas about. Yet to discard the
concept of globalization, and the huge attention accorded the phenomena it
encompasses, on such grounds, would be foolish. There is a real need for a common,
generic term to describe the manifold, multisided ways in which the world is,
and increasingly so, interconnected. However, used by itself, the word
globalization is empty or at least fuzzy. Before moving to some substantial
areas of globalization research in the subsequent chapters of this book, it is
therefore necessary to do some sorting and sifting, to delimit some fields of
enquiry and to propose a theoretical approach.
The
fact that the term globalization is new does not mean that people have not been
thinking and theorising about global interconnectedness before. Perhaps the
philosopher Hegel (1770-1831) was the first theorist of globalization, since he
did not merely talk of connections between disparate areas and places, but
about the emerging consciousness about such connections.
Through his famous concept of the world-spirit (Weltgeist), an abstract
entity immanent in all peoples but unevenly developed, Hegel saw the
possibility of imagining all of humanity as a kind of community. However, HegelÕs
older contemporary Kant (1724-1804) had already developed, chiefly in his
important essay on eternal peace (Kant 2001 [1795]), an idea of cosmopolitanism
that entailed equitable and respectful dialogue between the peoples of the
world, regardless of their differences. Now, the philosophies of Kant and Hegel
were developed in the same period as modern nationalism, and as will later
become clear, the ideology of nationalism, although it is often contrasted with
and seen as an enemy of globalization, shares many of its characteristics.
The
nineteenth century was an era of colonial expansion, scientific discovery and
industrialization in the North, and accompanying these processes were new forms
of thought, new models of the world. Karl MarxÕs political philosophy was
certainly global in its ambitions, and nineteenth-century cultural historians
tended to include all of humanity in their often vast treatises, which often
had an evolutionist bent, placing the authorÕs own society at the top of a
developmental ladder. Thanks to industrial development, colonial expansion and
technological change (the steamship first appeared in the 1830s), the growth in
international trade was formidable in this century. Another important 19th-century
invention, the telegraph, made it possible, for the first time in human
history, to move a message independently of an object physically carrying it.
With the opening of the first functioning transatlantic cable in 1866, messages
could be sent from London to New York in a matter of minutes. It goes without
saying that such innovations changed the perception of space and distance.
Technological
development in both main forms of communication technology – that
transmitting messages and that transporting physical objects – continued
in the 20th century with the invention of the aeroplane, the radio
and so on. In the 1920s, the Marxist theorist Leo Trotsky argued that socialism
in one country was impossible since the world was too interconnected for
separate development at the national level to be feasible, and agitated in
favour of a world revolution. The Second World War was, despite its name, the
first truly global war which involved fighting in, and troops from, all
continents (the First World War was chiefly a European war).
In
the first postwar decades, global interconnectedness continued to intensify.
The number of transnational companies grew, as did the number of transnational
NGOs (non-governmental organizations). The United Nations grew into an immense
conglomerate of sub-organizations with offices in nearly all countries.
International travel became easier and more common. In the 1960s, the Canadian
media theorist Marshall McLuhan coined the term Ôthe global villageÕ to
designate the new mass media situation, where especially television, in his
view, would create shared frames of reference and mutual knowledge between
people across the globe (McLuhan 1964). In this period, global change –
economic, environmental, political – became the subject of many new
scholarly books. Some used the term development, intimating that the poor
countries would eventually Ôcatch up withÕ the rich ones (e.g. Rostow 1960).
Others preferred to use the word imperialism, suggesting that the rich
countries were actively exploiting the poor ones and preventing them from
developing (e.g. Amin 1980, Frank 1975). The term Westernization, usually used
in a derogatory way, became common. Around this time, Immanuel Wallerstein
developed his influential world-system theory (Wallerstein 1974–79),
which traced the development of the contemporary world system to the
intercontinental trade beginning in the 15th century. In
WallersteinÕs view, a permanent international division of labour subsequently
developed, dividing the globe into the core (the rich countries), the periphery
(the poor countries) and the semiperiphery (countries like Russia, Brazil and
China). Elaborating on world-system theory, Chase-Dunn and Hall (1997) take a
longer view than Wallerstein, describing the development of transnational
systems in a perspective spanning ten thousand years, and showing that a
multicentred world was finally becoming integrated at the outset of the 19th century, in the sense that all major centres were by then in regular contact.
Focusing on cultural processes as well as economic ones, the anthropologist
Eric WolfÕs Europe and the People Without History (Wolf 1982)
marked a decisive departure from anthropologyÕs tendency to study ostensibly
isolated, small groups. The book, which analyzes imperialism from the
perspective of the conquered, showed that most ÔindigenousÕ peoples Ôstopped
being indigenous a long time agoÕ (Lewellen 2002: 14).
Globalization today
Various parts of the world were interconnected, and
there was considerable awareness of this, long before the recent coinage of the
term globalization. Yet, it can be argued that there is something new to the
present world, that is to say the world which began with the end of the Cold
War in 1989-91, which goes a long way to explain the meteoric rise of public
interest in globalization and transnational phenomena more generally. Three
factors, roughly coinciding in time, may be mentioned here.
¥
The end of the Cold War itself entailed a tighter global integration. The
global two-bloc system, which had lasted since the 1940s, had made it difficult
to think of geopolitics, transnational communication and international trade in
terms not dictated by the opposition between the USA and the Soviet Union and
their respective allies. With the dissolution of this conflict, the world
seemed to have been left with a one-bloc system (notwithstanding the continued
existence of a few states such as North Korea, which continue to stay largely
aloof). The world appeared to have become a single marketplace.
¥
The Internet, which had existed in embryonic form since the late 1960s, began to grow
exponentially around 1990. Throughout the 1990s, media buzzwords were about
bandwidths, websites, portals, Ôthe new economyÕ and its business
opportunities. The World Wide Web was introduced in 1992-93, around the same
time as many academics and businesspeople grew accustomed to using e-mail for
their daily correspondence. Cellphones became ubiquituous in the rich countries
and the middle classes of the poorer ones. The impact of this double de-localization
– the physical letter replaced by email, the fixed phone line replaced by
the wireless mobile – on the everyday life of millions of people has been
considerable, but it remains undertheorized.
¥ Identity politics – nationalist, ethnic, religious, territorial
– was at the forefront of the international agenda, both from above
(states demanding homogeneity or engaging in ethnic cleansing) and from below
(minorities demanding rights or secession). The Salman Rushdie affair, itself
an excellent example of the globalization of ideas, began with the issuing of a
fatwa by IranÕs ayatollah Khomeini following the publication of RushdieÕs
allegedly blasphemous novel The Satanic Verses (1988). It soon became
apparent that Rushdie could move freely nowhere in the world since the fatwa
had global implications. Only two years later, Yugoslavia dissolved, with
ensuing civil wars based on ethnic differences. In the same period, debates
about immigration and multiculturalism came to dominate political discourse in
several Western countries, while the Hindu nationalists of the BJP came to
power in India.
These
three dimensions of globalization – increased trade and transnational
economic activity; faster and denser communication networks; increased tensions
between (and within) cultural groups due to intensified mutual exposure –
do not suggest that the world has been fundamentally transformed after the late
1980s, but that the driving forces of both economic, political and cultural
dynamics are transnational – and that this is now widely acknowledged. As
a pioneering theorist of contemporary globalization, Roland Robertson,
succinctly puts it: ÔGlobalization
as a concept refers both to the compression of the world and the
intensification of consciousness about the world as a wholeÕ (Robertson 1992:
8, emphasis mine). The compression of the world, in all of its forms, brings us
closer to each other for better and for worse. The consciousness about these
interconnections gives a sense of both opportunities and of vulnerability. This
dual character of globalization – increased interconnectedness and
increased awareness of it – can be studied from a myriad of empirical
vantage-points. It would be perfectly feasible (and it is probably already
being done somewhere) to write a dissertation on European reactions to the
Asian bird flu in 2006. The impact of globalization on tribal peoples in
Melanesia has, moreover, long been a subject in anthropology. Human geographers
write about the displacement of people in India as a result of globally driven
economic deregulation. Many write about migration, again from a variety of
perspectives. Others are concerned with the distribution of economic power in
the global economy, or the distribution of symbolic or definitional power in the
global media world; some write about standardization of goods and services as
an outcome of the globalization of the economy, others about the spread of
certain consumer preferences, yet others about the global tourist industry;
while others again study international law, human rights as a consequence of
globalization or the Ôanti-globalization movementÕ. Just to mention a few
subject areas. As far as academic disciplines are concerned, globalization is a
central topic in sociology, political science, geography, anthropology, media
studies, education, law, cultural studies and so on. The examples in this book,
I should emphasize, are meant to indicate variations over a (large) theme, and
do not claim any form of representativity.
What globalization is not
Before outlining some central analytical dimensions of
globalization, it may be a good idea to mention a few things often associated
with globalization, either simplistically or wrongly.
¥ Globalization is really recent, and began only in the 1980s. As shown briefly
already, this view betrays the beholderÕs poor knowledge of history.
World-systems have existed earlier in the sense that people all over the world
have participated, often involuntarily, in political and economic systems of a
huge, often intercontinental scale. The European colonial era is the most
obvious instance, but one might argue that the Roman Empire, encompassing as it
did most of the known world (for Europeans), or the Aztec Empire, shared many
of the characteristics of todayÕs globalization (J. Friedman 1992). However,
the inhabitants of such Ôworld-systemsÕ were rarely aware of each other beyond
their own experience, and as a form of consciousness, globalization is new as a
mass phenomenon. The labour market situation in Oslo has been known to thousands of
Pakistani villagers for decades, and the reggae fashion in Melanesia,
advertising in Central Africa and the rhetoric of the political opposition in
Taiwan all indicate the existence of a global discourse, a shared (but
not uniform) communicational system. In this cultural sense, globalization is
recent, and the number of people who are unaware of the existence of
television, chewing-gum and basic human rights is decreasing every year.
¥ Globalization is just a new word for economic imperialism or cultural
Westernization. This view reduces the vast range of transnational
processes to certain economic ones. Although it is tautologically true that
rich countries are dominant, the situation is not static. China, India, South
Korea and other formerly poor countries are emerging as equal players, and
regional powers such as South Africa and Brazil are both exploited and
exploiters in the global economy. However, the main problem with this view is
its neglect of the non-economic dimensions of globalization. The direction of transnational flows is not
unilateral: some things flow from north to south, others from south to north,
and there is also considerable movement between east and west and within the
south. Westernization is not a good synonym for globalization.
¥ Globalization means homogenization. This view is simplistic and
usually misleading. First, the participation in global, or transnational,
processes often entails a vitalization of local cultural expressions, be it
African art, Caribbean popular music or Indian novels, which depend on an
overseas market for their survival. Second, large segments of our everyday
lives are hardly touched by globalization. Although Taiwanese, like people from
the North Atlantic, wear jeans and use iPods while eating burgers and drinking
cokes, they do not thereby become Europeans or Americans. However, as will be
argued later, it is true that similarities between discrete societies develop
as an integral dimension of globalization.
¥ Globalization is opposed to human rights. On the contrary, the global
spread of human rights is one of the most spectacularly successful forms of
globalization experienced in the world. It is true, of course, that
transnational companies operating in poor countries do not necessarily respect
workersÕ rights, but it is only thanks to the globalization of political ideas
that local communities and organizations can argue effectively against them and
canvas for support from transnational NGOs and governments overseas.
¥ Globalization is a threat to local identities. At the very best, this is a
truth with serious modifications. Since tendencies towards globalization
(understood as the dissolution of boundaries) usually lead to strong,
localising counterreactions favouring local food, local customs and so on, some
theorists have followed RobertsonÕs (1992) lead in talking about glocalization as a more
accurate term for what is going on. Local identities are usually strengthened
by globalization because people begin to emphasize their uniqueness overtly
only when it appears to be threatened. On the other hand, it is evidently true
that local power is often weakened as a result of globalization. It
nonetheless remains indisputable that globalization does not create Ôglobal
personsÕ.
Globalizers and sceptics
Not everybody who writes about the contemporary world
agrees that it has entered a distinctively ÔglobalÕ era. Some, in fact, argue
that the extent of global integration was just as comprehensive, and in some
ways more encompassing, in the belle Žpoque of 1890-1914 than it is
today. Others claim that the nation-state remains, even today, Ôthe pre-eminent
power container of our eraÕ (Giddens, 1985 – he has revised his position
since then). Yet others point out that a large number of people, and huge
swathes of social and cultural life, are relatively untouched by transnational
processes. It may be useful, following Held and McGrew (2000: 38) to
distinguish between globalizers and sceptics, to highlight some of the
debates and the positions taken by different scholars.
According
to the sceptics (see e.g. Gray 2006, Hirst and Thompson 1999), we are
witnessing a process of internationalization and regionalization rather than the
emergence of one integrated world of rapid communication,
transnational networks and global financial capital, which is the view of
globalizers. Sceptics argue, further, that the nation-state remains the most
important political entity, while globalizers claim that state sovereignty is
on the wane, and that multilateralism and transnational politics are replacing
it. While sceptics have identified the development of regional economic blocs
like NAFTA and the EU, globalizers see the world economy as Ôa single
playing-fieldÕ (T. Friedman 2005) with diminishing obstacles to truly global
competition. Sceptics see a continuation of the classic North-South divide in
terms of prosperity and power, while globalizers argue that inequalities are
chiefly growing within and not between societies. While sceptics believe in
the continued or indeed increasing power of national identities and cultures,
globalizers describe hybridities and cosmopolitan orientations as an outcome of
intensified interaction.
The
sceptics do not deny that changes are taking place, but they emphasize
continuities with the modern world of the nation-state while globalizers are
concerned to show that the world is going through a series of qualitative
changes.
There
is no reason to take an unequivocal position here. Few of us are simply
globalizers or sceptics; and both positions can often shed light on the issues.
For example, the extent of global solidarity in environmental and human rights
questions is no doubt enhanced by extensive travel and global communication and
media, and this lends credibility to the view that cosmopolitanism and cultural
hybridity (mixing) results from increased interconnectedness. Yet at the same
time, identity politics based on religion, ethnicity or nationality is also on
the rise. Both phenomena co-exist side by side and are possible responses to
the opportunity space created by intensified transnational contacts. There can
be no ÔeffectsÕ of say, global capitalism, the Internet or politicized Islam,
which are not mediated by human understandings and experiences, and they vary.
Most empirical generalizations about globalization are therefore false. At the
same time, it is possible to delineate a framework for global or transnational
processes, objective changes or features of the world that people everywhere
have to relate to.
Dimensions of globalization
Whether we look at global capitalism, trends in
consumer tastes, transnational migration and identity politics or online
communication, the globalising processes of the late 20th and early
21st century have a few salient characteristics in common. These
features are dealt with in detail in the main chapters of this book, and I
shall only briefly mention them here.
¥ Disembedding, including de-localization. Globalization means that distance is becoming
irrelevant, relative or at the very least less important. Ideas, songs, books,
investment capital, labour and fashions travel faster than ever, and even if
they stay put, their location can be less important than it would have been
formerly. This aspect of globalization is driven by technological and economic
changes, but it has cultural and political implications. Disembedding, however,
also includes all manners through which social life becomes abstracted from its
local, spatially fixed context.
¥ Acceleration. The speed of transport and communication has increased throughout the 20th century, and this acceleration continues. It has been said that there are Ôno
delays any moreÕ in an era of instantaneous communication over cellphones,
Internet servers and television satellites. Although this is surely an
exaggeration – delays exist, even if only as unintended consequences
– speed is an important feature of globalization. Anything from
inexpensive plane tickets to cheap calls contribute to integrating the world, and
the exponential growth in the numbers of Internet users since 1990, indicates
that distance no longer means separation.
¥ Standardization. Continuing the processes of standardization begun by
nationalism and national economies, globalization entails comparability and
shared standards where there were formerly none. The rapid increase in the use
of English as a foreign language is suggestive of this development, as is the
worldwide spread of e.g. similar hotels and shopping centres, as well as the
growing web of international agreements.
¥ Interconnectedness. The networks connecting people across continents are
becoming denser, faster and wider every year. Mutual dependence and
transnational connections lead to a need for more international agreements and
a refashioning of foreign policies, and create both fields of opportunities,
constraints and forms of oppression.
¥ Movement. The entire world is on the move, or so it might sometimes seem.
Migration, business travel, international conferences and not least tourism
have been growing steadily for decades, with various important implications for
local communities, politics and economies.
¥ Mixing. Although Ôcultural crossroadsÕ where people of different origins met are
as ancient as urban life, their number, size and diversity is growing every
day. Both frictions and mutual influence result. Additionally, at the level of
culture, the instantaneous exchange of messages characteristic of the
information era leads to probably more cultural mixing than ever before in human
history.
¥ Vulnerability. Globalization entails the weakening, and sometimes
obliteration, of boundaries. Flows of anything from money to refugees are
intensified in this era. This means that territorial polities have difficulties
protecting themselves against unwanted flows. Typical globalized risks include
AIDS and now avian flu, transnational terrorism and climate change. None can
effectively be combated by single nation-states, and it has often been pointed
out that the planet as a whole lacks efficient political instruments able to
deal with and govern the technology- and economy-driven processes of
globalization.
¥ Reembedding. A very widespread family of responses to the disembedding tendencies of
globalization can be described as reembedding. In fact, all of the seven key
features of globalization mentioned above have their countervailing forces
opposing them and positing alternatives. The fragmented, fleeting social world
made possible through disembedding processes is counteracted through strong
networks of moral commitment, concerns with local power and community
integration, national and sub-national identity politics.
Moreover,
acceleration is counteracted through social movements promoting slowness in
many guises, standardization is counteracted by Ôone-of-a-kindÕ goods and
services, transnational interconnectedness through localism and nationalism,
movement through quests for stability and continuity, mixing through concerns
with cultural purity, vulnerability through attempts at self-determination and
relative isolation.
Globalization
is not a unidirectional process. It has no end and no intrinsic purpose, and it
is neither uncontested, unambiguous nor ubiquituous. If we want to get the
whole picture, it must include both benefactors and victims, both the
globalizers and those who are merely globalized, both those who are caught up
in the whirlwind of global processes and those who are excluded. Huge,
atrocious slums mushrooming all over the poor parts of the world are products
of transnational economic processes, but they are generally seen as the debris
of the global economy, the people living there cursorily defined as problems
not resources.
A
few further distinctions should also be made initially. The examples in this
book deal with economic, political, cultural and environmental aspects of
globalization, but the boundaries drawn between such domains are largely
artificial and will be dispensed with when they are not needed. It should also
be kept in mind that different threads, or domains, in transnational processes
do not necessarily move in the same directions, at the same levels of intensity
or at the same speed. This means that all societies are unequally affected by
different tendencies. Such disjunctures or discrepancies will be explored
further.
Globalization
can take place, and can be studied, from above or from below. A problematic but
necessary distinction, this dichotomy refers to the state, major international
organizations and wealthy enterprises on the one hand, and interpersonal
relationships on the other hand. I shall argue, and hope to show, that the
interpersonal Ôglobalization from belowÕ is much more encompassing and more
important in shaping the world than often assumed.
A
distinction between objective and subjective globalization, also not
unproblematic, must also be made initially. Objective globalization means being
incorporated into a global, or wide-ranging transnational, system without
necessarily being aware of it; while subjective globalization amounts to the
acknowledgement of such processes taking place (which they may or may not:
citizens often blame globalization for changes wrought locally).
Finally,
and this is a main point in this book, globalization does not entail the
production of global uniformity or homogeneity. Rather, it
can be seen as a way of organising heterogeneity. The similarities dealt
with, for example, in the chapter on standardization, are formal and do not
necessarily lead to homogeneity at the level of content. The local
continues to thrive, although it must increasingly be seen as glocal, that is enmeshed
in transnational processes.
Research on globalization is sprawling and
multidisciplinary. It is not the ambition of this book to sum it up, or even to
do justice to the vast scope of globalization studies (most of which have been
published since 1990). That would plainly have been impossible. Yet it may be
kept in mind that much of the research, and indeed much of the public debate in
most countries, about globalization is concerned with a few central questions.
First,
a chiefly academic question: Is globalization new or old? I have already
commented briefly on this. The answer has to be sphinxlike: it depends on your
definition. Sprawling, but well integrated political systems with thriving
trade, internal migration, standardized measures and a common Ôhigh cultureÕ
have existed in several continents well before the modern era. However, there
are so many characteristic features of our present age, even if we limit it to
the post-cold war era, that it merits treatment on its own terms. One of the
leading theorists of the information society, Manuel Castells, confesses, in a
lentghty footnote towards the end of his monumental The Information Age, that students
have sometimes asked him what is new about the world he describes. His answer
deserves to be quoted in full:
Why is this a new
world? ... Chips and computers are new; ubiquitous, mobile telecommunications
are new, genetic engineering is new; electronically integrated, global financial
markets working in real time are new; an inter-linked capitalist economy
embracing the whole planet, and not only some of its segments, is new; a
majority of the urban labor force in knowledge and information processing in
advanced economies is new; a majority of urban population in the planet is new;
the demise of the Soviet Empire, the fading away of communism, and the end of
the Cold War are new; the rise of the Asian Pacific as an equal partner in the
global economy is new; the widespread challenge to patriarchalism is new; the
universal consciousness on ecological preservation is new; and the emergence of
a network society, based on a space of flows, and on timeless time, is
historically new. (Castells 1998: 336)
A few years later, he could have added the advent of
deterritorialized warfare and humanly induced climate change to the list. Be
this as it may, Castells adds that it does not really matter whether all this
is new or not; his point is that this is our world, and therefore we should
study it.
A
second question raised in the debates over globalization, academic and
non-academic, concerns the relationship of globalization to neoliberal
economics, that is the view that free trade will eventually lead to prosperity
everywhere, and that states should encumber the economy as little as possible.
Severely criticized (see e.g. Klein 1998, Gray 1998, Stiglitz 2002, Soros 2002
among very many others) for not delivering the goods – many countries
that have complied with measures imposed by international agencies like the
World Bank and the International Monetary Fund have experienced a steep decline
in de facto standards of living – neoliberalism is often associated with,
indeed sometimes treated as a synonym for, globalization (Martin and Schumann
1996). Here it must be said that such a usage narrows the concept too much. The
global spread of human rights ideas is no less a feature of globalization than
the global financial market; the vaccination programmes of the WHO (World
Health Organization) are no less global than the moneylending of the World
Bank; and the small-scale lending programmes initiated by 2006 Nobel Peace
Laureate Mohammad Yunus and his Bangladeshi Grameen Bank have spread to other
countries; and one could go on. Global governance (see the debate in Held et
al. 2005) is sometimes posited as an alternative to an anarchic market economy
which is in any case imperfect in so far as poor countries rarely get full
market access in the rich ones. Globalization is form not content; it can be filled
with neoliberal market economics, but this is not necessarily happening.
A
third, related debate concerns the relationship between globalization and
democracy. Many scholars, politicians and commentators are concerned about the
loss of political power experienced by nation-states when so much economic
power is diverted to the transnational arenas (see e.g. Sassen 1998). Clearly,
there are some real issues to be tackled here: the institutions of the
nation-state arguably lose some of their clout when capital and wealth are
disembedded and become transnational. Yet, the spread of democratic ideas,
institutions and practices are also part of the global process. In other words,
one cannot say that globalization is either favourable or detrimental to democracy;
it is necessary to be more specific.
A
fourth, important debate deals with the relationship between poor and rich
countries – do the poor become poorer and the rich richer as a result of
economic globalization? Again, there can be no simple, unequivocal answer. Who
benefits in the long (or for that matter short) run from the globalization of
economies? The answer is far from clear. Some countries mired in poverty,
notably in Africa, are among the least globalized in terms of integration into
the world economy. Their exports are modest, and foreign investment is
considered risky and therefore is rare. Some rich countries, not least in
Western Europe, begin to notice the competition from poorer countries (notably
China and Central-Eastern Europe) as an unpleasant experience. In other cases,
it can be argued that current trade regimes, such as the ones negotiated by the
WTO (World Trade Organization), help rich countries to continue exploiting poor
ones by buying cheap unprocessed goods from them and selling them expensive
industrial products back. This would fit with the dependency theory developed
by Andre Gunder Frank, Samir Amin and other Marxist scholars, as well as its
close relative, Immanuel WallersteinÕs world-system theory (see Amin et al.
1982). However, this description fits the older neo-colonial trade regime
better than the current one, where China is fast making inroads into markets in
Asia and Africa with its inexpensive industrial goods and willingness to invest
in industrial enterprises. As argued by Daniel Cohen (2006), the poorest
countries are not so much exploited as neglected by transnational investors.
A
fifth, no less important theme is that of cultural dynamics: Does globalization
lead to homogenization or to heterogenization – do we become more similar
or more different due to the increased transnational movement and
communication? In one sense, we become more similar. Individualism, which we
here take to mean the belief that individuals have rights and responsibilities
regardless of their place in wider social configurations, is a central feature
of global modernity. It is also easy to argue that similarities in consumer
preferences among the worldÕs middle classes indicate ÔflatteningÕ or
homogenization. Yet at the same time, local adaptations of universal or nearly
universal phenomena show that global modernities always have local expressions,
and that the assumed similarities may either conceal real differences in
meaning or that they may be superficial with no deep bearing on peopleÕs
existential condition. Again, the question is phrased too simplistically to
have a meaningful yes/no answer.
Related
to this problematic is a sixth area of debate, namely that to do with identity
politics. Does globalization, through increasingly exposing us to each otherÕs
lives, lead to enhanced solidarity, tolerance and sympathy with people
elsewhere; or does it rather lead to ferocious counterreactions in the form of
stubborn identity politics – nationalism, religious fundamentalism, racism
and so on? This question has, perhaps, a short answer. Globalization does makes
it easier for us to understand each other across cultural divides, but it also
creates tensions between groups that were formerly isolated from each other,
and it creates a need to demarcate uniqueness and sometimes historical
rootedness. The more similar we become, the more different from each other do
we try to be. Strong group identities may serve several purposes –
economic, political, existential – in a world otherwise full of movement
and turmoil. Divisive and exclusionary identity politics are a trueborn child
of globalization, but so is transnational solidarity.
Finally,
an important question concerns how European (or Western, or North Atlantic)
globalization is. The conventional view is that globalization is largely
fuelled by the economic, technological and political developments of Western
Europe. Those who take the long view may begin with the Renaissance, the
Italian city-states and the European conquests of the fifteenth and sixteenth
centuries; those who write about the present may emphasize transnational
corporations, computer technology and the dynamics of capitalism. However,
other perspectives may be useful and indeed necessary. If we look at history,
the powerhouses of transnational economies have been located in lots of places.
Frank (1998), a long-standing collaborator with Wallerstein, increasingly saw
the latterÕs world-system theory as overly Eurocentric, and showed, in one of
his last books, that large-scale transnational markets were flourishing in Asia
before and during the European expansionist period, centred on China and parts
of India, and leading to both migration waves and cultural exchange. Only with
the last period of European colonialisation in the 19th century did
that continent become truly dominant in the world economy, according to Frank.
Non-Eurocentric histories of the world, such as Fernandez-ArmestoÕs Millennium (1995, cf. also
Fernandez-Armesto 2000), also tend to emphasize important interconnections in
the past outside Europe. If a Martian were to visit the Earth in the year 1300,
Fernandez-Armesto (1995) points out, he would not be able to predict the rise
of Europe as the centre of global power. There were thriving civilizations in
Mesoamerica, in the Andes, in West Africa, in the Arab world, in India and in
China, easily surpassing stagnant European societies in transnational trade,
cultural achievements and political might.
If
we restrict ourselves to the present, the picture is also less straightforward
than a superficial look might suggest. In popular culture as well as
literature, major achievements of global significance come from outside the
West; Indian films (ÔBollywood moviesÕ) are popular in many countries, as are
Mexican and Brazilian soap operas, Argentine tango and Japanese ÔmangaÕ comics.
Major alternatives to Western ideologies, such as political Islam, are
expanding, and China and India, which combined have 40 per cent of the worldÕs
population, have economic growth rates far surpassing those of Western countries.
The division of the world into core, periphery and semi-periphery, thus, is a
model which needs to be tested, and which does not always yield the expected
results.
To these and other debates we shall return as we go
along. Before we move on, I should point out that unlike many introductions to
globalization, this book does not suggest what to study in the sense of
providing a catalogue of substantial topics deemed particularly important by
the author. Rather, it suggests where to look and to some extent how to look for it.
The dimensions of globalization presented in the chapters that follow –
my key concepts – can be mined for insights through immersion into
diverse empirical fields. In the following chapters, I will outline the main
characteristics of globalization: It standardizes, modernizes, deterritorializes and, by
dialectical negation, localizes people, since it is only after having been
ÔglobalizedÕ that people may become obsessed with the uniqueness of their
locality. I emphasize that although globalization is driven by powerful
economic and technological forces, it takes place between people, the
transnational webs of the world depend on interpersonal trust, and people often
use the opportunities offered by globalising processes in unexpected ways.
Globalization
creates a shared grammar for talking about differences and inequalities. Humans
everywhere are increasingly entering the same playing field, yet they do not
participate in equal ways, and thus frictions and conflicts are an integral
part of globalising processes. This, too, will be evident in the account that
follows.
¥ Globalization entails both the intensification of
transnational connectedness and the awareness of such an intensification.
¥ Globalization is largely driven by technological and
economic processes, but it is multidimensional and not unidirectional.
¥ Globalization entails both processes of
homogenization and processes of heterogenization: it makes us more similar and
more different at the same time.
¥ Globalization is a wider concept than Westernization
or neo-imperialism, and includes processes that move from south to north as
well as the opposite.
¥ Although globalization is
old in the sense that transnational or even global systems have existed for
centuries – indeed for millennia – contemporary globalization
has distinctive traits due to enhanced communication technology and the global
spread of capitalism.
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